I am a Financial Consultant & Broker My Work

Hi, I am

Rebecca D. Basba

I am a Financial Consultant and Licensed Stock Broker with about 26 years experience in 5 different firms.

What I do
Services

What I do

As a Financial Consultant/Stock Broker, I'm paid for providing advice about securities to clients. In addition, I give extra advice on investments, manage investment portfolios and offer financial planning services.

Working with

Experience

I have worked with about 5 firms for over 26 years and have accrued 7 state licenses. I'm currently working with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

2009 - Present (16 years)

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. (CRD#:7691)

Stock Broker / Investment Adviser

2011 - PRESENT (14 years)

BANK OF AMERICA INVESTMENT SERVICE (CRD#:163161)

Senior Financial Advisor / Stock Broker

2003 - 2005 (2 years)

CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)

Stock Broker / Investment Adviser

2000 - 2003 (3 years)

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. (CRD#:7691)

Stock Broker / Investment Adviser

1998 - 2000 (2 years)

AXA ADVISORS, LLC (CRD#:6627)

Stock Broker / Investment Adviser

Examinations

Additional information including my professional designations is available in the Detailed Report.

Detailed Report

Series 63 - Uniform Securities Agent State Law ExaminationFeb 24, 1993

State Securities Law Exam

SIE - Securities Industry Essentials ExaminationOct 1, 2018

General Industry/Products Exam

Series 7 - General Securities Representative ExaminationFeb 9, 1993

General Industry/Products Exam

Testimonials

In their own words.

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Contact.

Get in touch

contact@Rebeccabasba.com